DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••• F•••••••• P•••••••• I•••
POMPANO BEACH, FL | COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• F•••••••• P•••••••• I••• | Independent wealth | Oct 29, 2025 | n/a | yes | COLORADO SPRINGS, CO|POMPANO BEACH, FL | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 19, 2024 | Oct 31, 2025 | no | POMPANO BEACH, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | A••••• F•••••••• P•••••••• I••• | Oct 31, 2025 | Oct 29, 2025 | -2 | Firm change | Ibd to RIA |
| W••••••• F•••••••• S•••••••• I••• | O•••• W•••••• I••• | Jan 19, 2024 | Jan 19, 2024 |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 1, 2019 | Jan 19, 2024 | no | LIGHTHOUSE POINT, FL | Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Oct 6, 2009 | Mar 1, 2019 | no | BOCA RATON, FL|MINNEAPOLIS, MN | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| Q•••••• A•••• M••••••••• I••• | W••••••• F•••••••• S•••••••• I••• | Mar 1, 2019 | Mar 1, 2019 | 0 | Bulk transfer | Ibd to ibd |