DFX Intelligence

J•••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J•••• K•••••••••

Advisor at M•••••• F•••••••• I••••••••• M••••••••• I•••

CHICAGO, IL

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Search this name across graphsid dfx:ria:c3ecb9ab-ccc5-e77c-67d8-b71281003f96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 26, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• F•••••••• I••••••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• F•••••••• I••••••••• M••••••••• I•••	Mixed wealth	Sep 28, 2023	n/a	yes	CHICAGO, IL	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Oct 26, 2018	May 5, 2023	no	NEW YORK, NY\|BOSTON, MA\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	M•••••• F•••••••• I••••••••• M••••••••• I•••	May 5, 2023	Sep 28, 2023	146	Firm change	Other

Relationships

Registered with (2)

→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Sep 28, 2023 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Oct 26, 2018 to May 5, 2023factForm ADV

Dated events

Occurred
May 5, 2023
Advisor changed firm
J•••• K••••••••• left O••••••••• • C•• I••• for M•••••• F•••••••• I••••••••• M••••••••• I••• (registered 2023-09-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3ecb9ab-ccc5-e77c-67d8-b71281003f96
First observed: Oct 26, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.