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RIA / WealthAdvisorCertified Financial Planner28 years in industry

SARA REBECCA GARDNER

Advisor at EP WEALTH ADVISORS

Littleton, CO | TORRANCE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 26, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EP WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 30, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 30, 1998
First registration: Nov 26, 2003
Dual registered: no
Other names: SARA ROLLENHAGEN|SARA REBECCA ROLLENHAGEN|SARA REBECCA FRANCIS ROLLENHAGEN
IAPD individual key: 3027340

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EP WEALTH ADVISORS	Independent wealth	Dec 2, 2016	n/a	yes	Littleton, CO\|TORRANCE, CA	Current employment
ELEVATED PLANNING	n/a	Apr 17, 2015	Dec 5, 2016	no	CONIFER, CO	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Apr 4, 2007	Apr 1, 2015	no	DENVER, CO\|DENVER, CO	Previous registration
TIAA-CREF TRUST COMPANY, FSB	n/a	Sep 24, 2004	Nov 3, 2006	no	DENVER, CO	Previous registration
COLUMBIA MANAGEMENT ADVISORS, INC.	n/a	Nov 26, 2003	Sep 15, 2004	no	AURORA, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ELEVATED PLANNING	EP WEALTH ADVISORS	Dec 5, 2016	Dec 2, 2016	-3	Firm change	Other
ADVICE AND PLANNING SERVICES	ELEVATED PLANNING	Apr 1, 2015	Apr 17, 2015	16	Firm change	Other
TIAA-CREF TRUST COMPANY, FSB	ADVICE AND PLANNING SERVICES	Nov 3, 2006	Apr 4, 2007	152	Firm change	Other
COLUMBIA MANAGEMENT ADVISORS, INC.	TIAA-CREF TRUST COMPANY, FSB	Sep 15, 2004	Sep 24, 2004	9	Firm change	Other

Relationships

Registered with (5)

→ EP WEALTH ADVISORSRegistered adviserregistration: current employment
Dec 2, 2016 to presentfactForm ADV
→ ELEVATED PLANNINGRegistered adviserregistration: previous registration
Apr 17, 2015 to Dec 5, 2016factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Apr 4, 2007 to Apr 1, 2015factForm ADV
→ TIAA-CREF TRUST COMPANY, FSBRegistered adviserregistration: previous registration
Sep 24, 2004 to Nov 3, 2006factForm ADV
→ COLUMBIA MANAGEMENT ADVISORS, INC.Registered adviserregistration: previous registration
Nov 26, 2003 to Sep 15, 2004factForm ADV

Dated events

No dated event names this entity yet.