T••• D• D•••••

Advisor at G••••••••• F••••••••

ROANOKE, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3fc50b8-8ec2-346e-32d4-fa025e974eaf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••••• F••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••••• F••••••••	State registered	May 14, 2026	n/a	yes	ROANOKE, VA	Current employment
P••••••• I• F•••••••• P•••••••• L••	Independent wealth	Nov 14, 2011	May 5, 2026	no	SALEM, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• I• F•••••••• P•••••••• L••	G••••••••• F••••••••	May 5, 2026	May 14, 2026	9	Firm change	RIA to state RIA
A•••••• A••••••• S•••••••	P••••••• I• F•••••••• P•••••••• L••	Oct 4, 2011	Nov 14, 2011

Relationships

Registered with (3)

→ G••••••••• F••••••••Registered adviserregistration: current employment
May 14, 2026 to presentfactForm ADV
→ P••••••• I• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 14, 2011 to May 5, 2026factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Mar 22, 2010 to Oct 4, 2011factForm ADV

Dated events

Occurred
May 5, 2026
Advisor changed firm
T••• D• D••••• left P••••••• I• F•••••••• P•••••••• L•• for G••••••••• F•••••••• (registered 2026-05-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3fc50b8-8ec2-346e-32d4-fa025e974eaf
First observed: Mar 22, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.