DFX Intelligence

M••• L••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

M••• L••••• B••••••

Advisor at T••••• W••••• M••••••••• L••

EAST LYME, CT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 12

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• W••••• M••••••••• L••	Independent wealth	Jan 14, 2026	n/a	yes	EAST LYME, CT	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	Jan 28, 2026	no	SHELTON, CT\|GLASTONBURY, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	T••••• W••••• M••••••••• L••	Jan 28, 2026	Jan 14, 2026	-14	Firm change	Ibd to RIA
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024

Relationships

Registered with (13)

→ T••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Jan 28, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Apr 29, 2021 to Nov 14, 2024factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Order

Occurred
28 Jan 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 11, 2001
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 13 rows

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• I••••••••• I•••	n/a	Jan 19, 2005	May 5, 2006	no	NORTH HAVEN, CT	Previous registration
R•••••• J•••• F•••••••• S•••••••• I•••	n/a	Feb 10, 2003	Jan 15, 2004	no	NEW HAVEN, CT	Previous registration
U•• F•••••••• S••••••• I•••	Wirehouse	Jul 11, 2001	Jan 29, 2003	no	HARTFORD, CT	Previous registration

All 12 rows

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S•••••••• I•••	N••••••••• I••••••••• I•••	Jan 15, 2004	Jan 19, 2005	370	Firm change	Other
U•• F•••••••• S••••••• I•••	R•••••• J•••• F•••••••• S•••••••• I•••	Jan 29, 2003	Feb 10, 2003	12	Firm change	Other