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CRD 133077
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| P••••••• M••••• F•••• L••• | Hedge Fund | $77.1M | Mar 23, 2015 | 15 | Mar 26, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••• S••••••• N••••• | Trustee | F | yes | 07/2013 | Oct 8, 2014 | Mar 23, 2015 |
| B••••••• S••••••• N••••• | Trustee | F | yes | 07/2013 | Oct 8, 2014 | Mar 23, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A•••• A••••••• C••••••• L••• | n/a | Other adviser | $3.0B | N | yes | n/a |
| P••••••• A•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 23, 2015 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $258M | $120M | 114.8% | $41.6M | 83.8% | 12 | 12 | n/a | n/a |
| President |
| F |
| yes |
| 07/2013 |
| Oct 8, 2014 |
| Mar 23, 2015 |
| B••••••• S••••••• N••••• | President | F | yes | 07/2013 | Oct 8, 2014 | Mar 23, 2015 |
| F••••••• C••••••••• M•••• | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | Na | yes | 08/2004 | Mar 26, 2012 | Mar 23, 2015 |
| P••••••• O••••••• A••••••• L•• | GENERAL PARTNER | Na | yes | 08/2004 | Mar 26, 2012 | Mar 23, 2015 |
| P••••••• W•••• I••• | Member | C | yes | 12/2005 | Oct 8, 2014 | Mar 23, 2015 |
| R••••• R••••••••• A••••••••• L•• | Owner | C | yes | 01/2013 | Mar 27, 2014 | Mar 23, 2015 |
| R••••• R••••••••• N•• F••••• T•••• | Owner | E | yes | 07/2013 | Oct 8, 2014 | Mar 23, 2015 |
| R••••• R••••••••• S•• F••••• T•••• | Owner | E | yes | 07/2013 | Oct 8, 2014 | Mar 23, 2015 |
| R••••••••• N•• C••• | Owner | D | yes | 07/2013 | Oct 8, 2014 | Mar 23, 2015 |
| R••••••••• N•• C••• | Member | C | yes | 07/2013 | Oct 8, 2014 | Mar 23, 2015 |
| R••••••••• S•• C••• | Owner | D | yes | 07/2013 | Oct 8, 2014 | Mar 23, 2015 |
| R••••••••• S•• C••• | Member | C | yes | 07/2013 | Oct 8, 2014 | Mar 23, 2015 |
| R••••••••• R••••• | SOLE OWNER | E | yes | 02/1999 | Mar 26, 2012 | Mar 23, 2015 |
| R••••••••• R••••• | CHIEF EXECUTIVE OFFICER/LIMITED PARTNER | C | yes | 08/2004 | Mar 26, 2012 | Mar 23, 2015 |
| R••••••••• R••••• | SOLE MEMBER | E | yes | 08/2004 | Mar 26, 2012 | Mar 23, 2015 |
| R• F••••• T•••• I••••••••• L•• | LIMITED PARTNER | C | yes | 08/2004 | Mar 26, 2012 | Mar 23, 2015 |
| S••••• G••• | CHIEF INVESTMENT OFFICER/LIMITED PARTNER | C | yes | 08/2004 | Mar 26, 2012 | Mar 23, 2015 |
| R••• C•••••• M••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| $258M |
| $258M |
| 12 |
| 7 |
| n/a |
| 1 |
| $77.1M |
| 2013 | Mar 27, 2014 | $120M | $120M | 12 | 7 | n/a | 1 | $74.2M |
| 2012 | Mar 7, 2013 | $43.2M | $43.2M | 12 | 6 | n/a | 1 | $23.2M |
| 2011 | Mar 26, 2012 | $41.6M | $41.6M | n/a | n/a | n/a | 1 | $22.9M |