DFX Intelligence

D••••• A• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D••••• A• F••••••

Advisor at M•••• C••••••• A••••••• S••••••

••• Locked

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Search this name across graphsid dfx:ria:c42579a7-da0a-2420-fb1f-4422635373b5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 26, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• C••••••• A••••••• S••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Aug 21, 2026	n/a	yes	PALM BEACH GARDENS, FL\|Elko New Market, MN\|PALM BEACH GARDENS, FL\|SAINT PETERS, MO	Current employment
E••••• J••••	National bd RIA	Jun 26, 2025	Aug 25, 2026	no	ST LOUIS, MO\|Duluth, MN\|Elko New Market, MN\|EAGAN, MN\|MENDOTA HEIGHTS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	M•••• C••••••• A••••••• S••••••	Aug 25, 2026	Aug 21, 2026	-4	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: current employment
Aug 21, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 26, 2025 to Aug 25, 2026factForm ADV

Dated events

Occurred
Aug 25, 2026
Advisor changed firm
D••••• A• F•••••• left E••••• J•••• for M•••• C••••••• A••••••• S•••••• (registered 2026-08-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c42579a7-da0a-2420-fb1f-4422635373b5
First observed: Jun 26, 2025
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.