DFX Intelligence

J•••••• S•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J•••••• S•••• S••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:c42c4b50-7788-2b18-547e-b0419ec6cce8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 12, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 14, 2023	n/a	yes	TAMPA, FL\|WINTER HAVEN, FL\|WINTER HAVEN, FL\|WINTER HAVEN, FL\|BARTOW, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 25, 2008	Mar 15, 2023	no	TAMPA, FL\|LAKELAND, FL\|WINTER HAVEN, FL\|LAKE ALFRED, FL\|WINTER HAVEN, FL\|DUNDEE, FL\|WINTER HAVEN, FL\|DAVENPORT, FL\|ORLANDO, FL\|WINTER HAVEN, FL\|HAINES CITY, FL\|WINTER HAVEN, FL\|DAVENPORT, FL\|AVON PARK, FL\|LAKELAND, FL\|AUBURNDALE, FL\|ORLANDO, FL\|ORLANDO, FL\|HAINES CITY, FL\|LAKELAND, FL\|LAKELAND, FL\|WINTER HAVEN, FL\|WINTER HAVEN, FL\|TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L•• F•••••••• L••	Mar 15, 2023	Mar 14, 2023	-1	Firm change	Wirehouse to RIA
S••••••• I••••••••• S•••••••• I•••	W•••• F•••• A•••••••	Mar 31, 2008	Mar 25, 2008

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 14, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 25, 2008 to Mar 15, 2023factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 28, 2004 to Mar 31, 2008factForm ADV
→ F••••••• F•••••••• A••••••••• I•••

Dated events

Occurred
Mar 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c42c4b50-7788-2b18-547e-b0419ec6cce8
First observed: Apr 12, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.