DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
NORTH Reading, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | NORTH Reading, MA | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Sep 18, 2020 | Jun 14, 2024 | no | NORTH READING, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | O•••• W•••••• I••• | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| S•• A•••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Sep 18, 2020 | Sep 18, 2020 |
| S•• A•••••••• I••• | Former SEC adviser | Apr 4, 2012 | Sep 18, 2020 | no | North Reading, MA|NORTH ANDOVER, MA | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Oct 21, 1994 | Apr 4, 2012 | no | NORTH ANDOVER, MA|NORTH ANDOVER, MA|NORTH ANDOVER, MA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| S••••••••• A•••••• A•••••••• I••• | S•• A•••••••• I••• | Apr 4, 2012 | Apr 4, 2012 | 0 | Firm change | Other |