DFX Intelligence

S•••••• A•••••••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

S•••••• A•••••••• H•••••••••

Advisor at N••• W••••• M••••••••• I•••

BONITA SPRINGS, FL

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Search this name across graphsid dfx:ria:c4364c05-65d9-5784-77e9-ae65ff9bb07f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• W••••• M••••••••• I•••	Independent wealth	Feb 18, 2025	n/a	yes	BONITA SPRINGS, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 17, 2017	Feb 18, 2025	no	NAPLES, FL\|FORT MYERS, FL\|NAPLES, FL\|Naples, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	N••• W••••• M••••••••• I•••	Feb 18, 2025	Feb 18, 2025	0	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ N••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Feb 18, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 17, 2017 to Feb 18, 2025factForm ADV

Dated events

Occurred
Feb 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4364c05-65d9-5784-77e9-ae65ff9bb07f
First observed: Oct 17, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.