DFX Intelligence

P••• J••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

P••• J••• N••••••

Advisor at A••••••••• L••

LOS ANGELES, CA | CINCINNATI, OH

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Search this name across graphsid dfx:ria:c44954d1-8f54-599c-f096-06f2643d85ff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 6, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 28, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Jul 10, 2012	n/a	yes	CINCINNATI, OH\|LOS ANGELES, CA	Current employment
A•••••••• I••••••••• A•••••••• L••	Former SEC adviser	Oct 12, 2010	Jul 9, 2012	no	CINCINNATI, OH\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• I••••••••• A•••••••• L••	A••••••••• L••	Jul 9, 2012	Jul 10, 2012	1	Firm change	Other
D••••••• I••••••••• A••••••• L••	A•••••••• I••••••••• A•••••••• L••	Oct 8, 2010	Oct 12, 2010

Relationships

Registered with (3)

→ A••••••••• L••Registered adviserregistration: current employment
Jul 10, 2012 to presentfactForm ADV
→ A•••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 12, 2010 to Jul 9, 2012factForm ADV
→ D••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 6, 1999 to Oct 8, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c44954d1-8f54-599c-f096-06f2643d85ff
First observed: Oct 6, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.