DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T• P•••••• C••••• W••••• L••
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T• P•••••• C••••• W••••• L•• | Bd affiliated wealth | Nov 6, 2025 | n/a | yes | NEW YORK, NY | Current employment |
| P•••• S••••••••• L•• | No RAUM reported | Apr 3, 2018 | Aug 4, 2025 | no | Newark, NJ|Brooklyn, NY|NEWARK, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••• S••••••••• L•• | T• P•••••• C••••• W••••• L•• | Aug 4, 2025 | Nov 6, 2025 | 94 | Firm change | Other |
| M•• I•••••••• S•••••••• L•• | P•••• S••••••••• L•• | Sep 26, 2017 | Apr 3, 2018 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Sep 26, 2017 | no | Staten Island, NY|Brooklyn, NY | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | May 30, 2013 | Mar 25, 2017 | no | SOMERSET, NJ|ISELIN, NJ|STATEN ISLAND, NY|BROOKLYN, NY|SOMERSET, NJ | Previous registration |
| W••••• S••••• S••••••••• I••• | Former SEC adviser | Nov 28, 2006 | Apr 23, 2013 | no | SOMERSET, NJ|NEW YORK, NY|SOMERSET, NJ | Previous registration |
| 189 |
| Firm change |
| Other |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| W••••• S••••• S••••••••• I••• | M•• F•••••••• S•••••••• I••• | Apr 23, 2013 | May 30, 2013 | 37 | Firm change | Other |