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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
South Jordan, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | n/a | yes | South Jordan, UT | Current employment |
| KEYBANC CAPITAL MARKETS INC. | n/a | Mar 6, 2006 | Dec 20, 2006 | no | SALT LAKE CITY, UT | Previous registration |
| PIPER SANDLER & CO. | Institutional manager | Aug 13, 2002 | Mar 16, 2006 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 20, 2006 | Jan 2, 2009 | 744 | Firm change after gap | Other |
| PIPER SANDLER & CO. | KEYBANC CAPITAL MARKETS INC. | Mar 16, 2006 | Mar 6, 2006 | -10 | Firm change | Other |