DFX Intelligence

J••• B••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J••• B••••••• M•••••

Advisor at C•• C•••••• P••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:c45da9a6-883a-d566-c7c2-52e317850782

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 20, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• C•••••• P••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jul 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• C•••••• P••••••• L••	Asset manager	May 28, 2024	n/a	yes	Newport Beach, CA\|NEWPORT BEACH, CA	Current employment
C•• I•••••••••	State registered	May 28, 2024	n/a	yes	Huntington Beach, CA\|NEWPORT BEACH, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• S••••••••• L•••	C•• I•••••••••	May 7, 2024	May 28, 2024	21	Firm change	Ibd to state RIA

Relationships

Registered with (3)

→ C•• C•••••• P••••••• L••Registered adviserregistration: current employment
May 28, 2024 to presentfactForm ADV
→ C•• I•••••••••Registered adviserregistration: current employment
May 28, 2024 to presentfactForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Feb 20, 2014 to May 7, 2024factForm ADV

Dated events

Occurred
May 7, 2024
Advisor changed firm
J••• B••••••• M••••• left C•••• C•••••• S••••••••• L••• for C•• I••••••••• (registered 2024-05-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c45da9a6-883a-d566-c7c2-52e317850782
First observed: Feb 20, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.