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Advisor at KESTRA PRIVATE WEALTH SERVICES, LLC
AUSTIN, TX | Palo Alto, CA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA PRIVATE WEALTH SERVICES, LLC | Bd affiliated wealth | Jul 19, 2023 | n/a | yes | AUSTIN, TX|Palo Alto, CA, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Jul 25, 2023 | no | HALF MOON BAY, CA|PALO ALTO, CA|REDWOOD CITY, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 16, 2002 | Jan 3, 2011 | no | PALO ALTO, CA|REDWOOD CITY, CA|PALO ALTO, CA|HALF MOON BAY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | KESTRA PRIVATE WEALTH SERVICES, LLC | Jul 25, 2023 | Jul 19, 2023 | -6 | Firm change | Wirehouse to ibd |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |