DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 109932
CARPINTERIA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BESSOLO, JOHN, JOSEPH | DIRECTOR/PRESIDENT/CEO/COO/CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | E | yes | 04/1980 | Mar 12, 2012 | Mar 21, 2013 |
| BESSOLO, III, JOHN, JOSEPH | Director | Na | no | 12/1996 | Mar 12, 2012 | Mar 21, 2013 |
| BESSOLO, ROBERT, BRALY | Director | Na | no | 12/1996 | Mar 12, 2012 | Mar 21, 2013 |
| BESSOLO, WILLIAM | DIRECTOR/CFO/ASST. SECY | Na | no | 05/1996 | Mar 12, 2012 | Mar 21, 2013 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2012 | Feb 25, 2013 | $94.9M | $94.9M | 1 | 1 | n/a | n/a | n/a |
| 2011 | Mar 12, 2012 | $94.0M | $94.0M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2012 | $94.9M | $94.0M | 0.9% | n/a | n/a | 1 | n/a | n/a | n/a |