DFX Intelligence
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Reading the graph
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Advisor at K•• F•••••••• P•••••••• L••
TOLEDO, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•• F•••••••• P•••••••• L•• | Independent wealth | Sep 21, 2018 | n/a | yes | TOLEDO, OH | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Sep 24, 2018 | no | Toledo, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | K•• F•••••••• P•••••••• L•• | Sep 24, 2018 | Sep 21, 2018 | -3 | Firm change | Wirehouse to new firm |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:298331:OH:2018-09-24 | Sep 24, 2018 | Sep 21, 2018 | TOLEDO, OH | Firm change |
| n/a |
| Apr 29, 2009 |
| Jun 1, 2009 |
| no |
| TOLEDO, OH |
| Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | May 15, 1998 | May 5, 2009 | no | SYLVANIA, OH|TOLEDO, OH | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| U•• F•••••••• S••••••• I••• | M••••• S•••••• • C•• L•• | May 5, 2009 | Apr 29, 2009 | -6 | Firm change | Other |