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M•••••• J• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

M•••••• J• K•••••••

Advisor at Q••••• P••••••• I••••••••• M•••••••••

SARATOGA SPRINGS, NY | Marlton, NJ

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Search this name across graphsid dfx:ria:c46b6f69-1044-07e0-41ec-35c0ba074176

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q••••• P••••••• I••••••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Q••••• P••••••• I••••••••• M•••••••••	Independent wealth	Apr 30, 2026	n/a	yes	Marlton, NJ\|SARATOGA SPRINGS, NY	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Oct 25, 2021	Apr 22, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	Q••••• P••••••• I••••••••• M•••••••••	Apr 22, 2026	Apr 30, 2026	8	Firm change	Ibd to RIA
M•• F•••••••• S•••••••• I•••	C••••• I••••••••• A••••••• L••	Mar 4, 2011

Relationships

Registered with (5)

→ Q••••• P••••••• I••••••••• M•••••••••Registered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 25, 2021 to Apr 22, 2026factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 7, 2006 to Mar 4, 2011factForm ADV
→ V••• F•••••••• P•••••••• L••

Dated events

Occurred
Apr 22, 2026
Advisor changed firm
M•••••• J• K••••••• left C••••• I••••••••• A••••••• L•• for Q••••• P••••••• I••••••••• M••••••••• (registered 2026-04-30)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c46b6f69-1044-07e0-41ec-35c0ba074176
First observed: Feb 6, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.