DFX Intelligence
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Reading the graph
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Advisor at E•••••• F•••••••• E••••••
MOUNT PLEASANT, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• F•••••••• E•••••• | Independent wealth | Mar 15, 2024 | n/a | yes | MOUNT PLEASANT, SC | Current employment |
| F••••• I••••••••• | Independent wealth | Aug 15, 2018 | Feb 22, 2024 | no | PLANO, TX|PLANO, TX|PLANO, TX|HOLMDEL, NJ|HOLMDEL, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••• I••••••••• | E•••••• F•••••••• E•••••• | Feb 22, 2024 | Mar 15, 2024 | 22 | Firm change | RIA to RIA |
| W•• I••••••••• L•• | F••••• I••••••••• | Feb 24, 2017 | Aug 15, 2018 |
| W•• I••••••••• L•• | Independent wealth | Sep 9, 2014 | Feb 24, 2017 | no | RED BANK, NJ | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jul 30, 2013 | Apr 9, 2014 | no | WESTWOOD, NJ|EMERSON, NJ|NORTHVALE, NJ|EMERSON, NJ | Previous registration |
| L•••• A••••• • C•• L•• | Asset manager | Sep 25, 2006 | Jul 12, 2013 | no | JERSEY CITY, NJ|JERSEY CITY, NJ | Previous registration |
| Firm change after gap |
| Other |
| P•• W••••• M••••••••• | W•• I••••••••• L•• | Apr 9, 2014 | Sep 9, 2014 | 153 | Firm change | Other |
| L•••• A••••• • C•• L•• | P•• W••••• M••••••••• | Jul 12, 2013 | Jul 30, 2013 | 18 | Firm change | Other |