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Advisor at OSAIC WEALTH, INC.
SEATTLE, WA | BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 6, 2020 | n/a | yes | SEATTLE, WA|BELLEVUE, WA | Current employment |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Jun 7, 2007 | Nov 18, 2020 | no | BELLEVUE, WA | Previous registration |
| PALISADES INVESTMENT ADVISORS, INC. | n/a | Mar 27, 2006 | Dec 15, 2006 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORNOR, TOWNSEND & KENT, LLC | OSAIC WEALTH, INC. | Nov 18, 2020 | Nov 6, 2020 | -12 | Bulk transfer | Ibd to ibd |
| PALISADES INVESTMENT ADVISORS, INC. | HORNOR, TOWNSEND & KENT, LLC | Dec 15, 2006 | Jun 7, 2007 | 174 | Firm change | Other |