G•• L•••• J••••

Advisor at C••••• I••••••••• A••••••• L••

YOAKUM, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c47e7a3d-09cb-2752-6abf-61ff539eed5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 20, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 15, 2026	n/a	yes	YOAKUM, TX	Current employment
I•• G•••• W••••• M••••••••• L••	Former SEC adviser	Sep 7, 2022	Sep 23, 2024	no	DENVER, CO\|Yoakum, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	I•• G•••• W••••• M••••••••• L••	Jun 24, 2026	Sep 7, 2022	-1,386	Firm change after gap	Ibd to RIA
I•• G•••• W••••• M••••••••• L••	C••••• I••••••••• A••••••• L••	Sep 23, 2024	Jun 15, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:311419:TX:2026-06-24	Jun 24, 2026	Sep 7, 2022	MOULTON, TX	Firm change after gap

Relationships

Registered with (5)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 15, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2017 to Jun 24, 2026factForm ADV
→ I•• G•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 7, 2022 to Sep 23, 2024factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••

Dated events

Occurred
Jun 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c47e7a3d-09cb-2752-6abf-61ff539eed5e
First observed: Aug 20, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.