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E•••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

E•••••• A•••• M••••••••• L••

CRD 160781

NEW YORK, NY

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Search this name across graphsid dfx:ria:c480b541-8510-4b16-760e-13df25b603ad

Data as of May 4, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2012 to May 4, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $72.0MItem 5.F on the latest filing (2012-05-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $72.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•••••• M••••• N•••••• F••• O•••••••• L•••	Hedge Fund	$36.1M	May 4, 2012	12	Feb 13, 2012	reported	n/a
E•••••• S•••••••• I••••• O••••••• F•••• L•••	Hedge Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• J••••••• A•	MANAGING MEMBER, PORTFOLIO MANAGER	E	yes	06/2007	Feb 13, 2012	May 4, 2012
B••••• M•••••• E••••••	Member	Na	no	05/2010	Feb 13, 2012

Relationships

Advises (4)

→ E•••••• S•••••••• I••••• F•••• L•Private fundHedge Fund, ERA
May 4, 2012 to presentfactForm ADV
→ E•••••• S•••••••• I••••• O••••••• F•••• L•••Private fundHedge Fund, ERA
Mar 20, 2014 to presentfactForm ADV
→ E•••••• M••••• N•••••• F•••• L•••Private fundHedge Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ E•••••• M••••• N•••••• F••• O•••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c480b541-8510-4b16-760e-13df25b603ad
First observed: Feb 13, 2012
Last observed: May 4, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.