DFX Intelligence

W•••••• H••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

W•••••• H••• K••••

Advisor at U••••• C•••••• F•••••••• A•••••••

BALTIMORE, MD | BOCA RATON, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• C•••••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• C•••••• F•••••••• A•••••••	Independent wealth	Jan 22, 2025	n/a	yes	BOCA RATON, FL\|BALTIMORE, MD	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Nov 1, 2017	Dec 12, 2017	no	HUNT VALLEY, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• C•••••• F•••••••• A•••••••	G••••• S••••••••• I•••	Dec 31, 2024	Feb 9, 2016	-3,248	Firm change after gap	Other
C••••• A•••••• N••••••• L••	U••••• C•••••• F•••••••• A•••••••	Dec 12, 2017	Jan 22, 2025

Relationships

Registered with (3)

→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Oct 16, 2013 to Dec 31, 2024factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Nov 1, 2017 to Dec 12, 2017factForm ADV
→ G••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 9, 2016 to Nov 1, 2017factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 16, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.