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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

C. G. HUGHES COMPANY, LLC

CRD 109357

BAY SHORE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c48995e2-8f9c-b3cb-464b-8cd3953363fb

Data as of Mar 15, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 15, 2024
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $35.6MItem 5.F on the latest filing (2024-03-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $35.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 92
Individual clients: 14
High net worth clients: 19
Custody, client assets: $35.6M
SEC number: 801-56496
CRD: 109357
Filings on the tape: 18
First filed: Mar 29, 2012
Latest filed: Mar 15, 2024
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HUGHES, CATHERINE, ATKINS	Member	D	yes	10/2004	Mar 29, 2012	Mar 15, 2024
HUGHES, CHARLES, GERARD	MEMBER AND CCO	D	yes	10/1998	Mar 29, 2012	Mar 15, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 15, 2024	$35.6M	$0	2	1	0	n/a	n/a
2022	Mar 27, 2023	$38.1M	$0	2	1	0	n/a	n/a
2021	Mar 16, 2022	$40.3M	$0	2	1	0	n/a	n/a
2020	Mar 25, 2021	$49.5M	$0	2	2	0	n/a	n/a
2019	Mar 24, 2020	$55.4M	$4.0M	2	2	0	n/a	n/a
2018	Mar 26, 2019	$55.7M	$0	2	1	0	n/a	n/a
2017	Mar 23, 2018	$66.3M	$0	2	1	0	n/a	n/a
2016	Mar 14, 2017	$75.0M	$0	2	1	n/a	n/a	n/a
2015	Mar 18, 2016	$69.3M	$0	2	1	n/a	n/a	n/a
2014	Mar 18, 2015	$76.1M	$0	2	1	n/a	n/a	n/a
2013	Mar 31, 2014	$89.9M	$0	2	1	n/a	n/a	n/a
2012	Mar 28, 2013	$83.0M	$0	2	1	n/a	n/a	n/a
2011	Mar 29, 2012	$72.1M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$35.6M	$38.1M	-6.5%	$49.5M	-10.4%	2	2	0	0

Relationships

Controls (2)

← HUGHES, CATHERINE, ATKINSOwnerMEMBER, ownership code D, individual
Mar 29, 2012 to presentfactForm ADV
← HUGHES, CHARLES, GERARDOwnerMEMBER AND CCO, ownership code D, individual
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c48995e2-8f9c-b3cb-464b-8cd3953363fb
First observed: Mar 29, 2012
Last observed: Mar 15, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

C. G. HUGHES COMPANY, LLC

CRD 109357

BAY SHORE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c48995e2-8f9c-b3cb-464b-8cd3953363fb

Data as of Mar 15, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HUGHES, CATHERINE, ATKINS

Member

yes

10/2004

Mar 29, 2012

Mar 15, 2024

HUGHES, CHARLES, GERARD

MEMBER AND CCO

yes

10/1998

Mar 29, 2012

Mar 15, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 15, 2024

$35.6M

n/a

2022

Mar 27, 2023

$38.1M

n/a

2021

Mar 16, 2022

$40.3M

n/a

2020

Mar 25, 2021

$49.5M

n/a

2019

Mar 24, 2020

$55.4M

$4.0M

n/a

2018

Mar 26, 2019

$55.7M

n/a

2017

Mar 23, 2018

$66.3M

n/a

2016

Mar 14, 2017

$75.0M

n/a

2015

Mar 18, 2016

$69.3M

n/a

2014

Mar 18, 2015

$76.1M

n/a

2013

Mar 31, 2014

$89.9M

n/a

2012

Mar 28, 2013

$83.0M

n/a

2011

Mar 29, 2012

$72.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$35.6M

$38.1M

-6.5%

$49.5M

-10.4%