DFX Intelligence

G••••• E•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

G••••• E•••• R•••

Advisor at L••••• W••••• P•••••••

JOHNS CREEK, GA

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Search this name across graphsid dfx:ria:c48d1000-fd45-82a0-1a64-1ab461b55b25

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• W••••• P•••••••	Independent wealth	Mar 6, 2020	n/a	yes	JOHNS CREEK, GA	Current employment
L••••• W••••• P•••••••	Independent wealth	Oct 28, 2019	Dec 31, 2019	no	JOHNS CREEK, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	L••••• W••••• P•••••••	Aug 16, 2023	Oct 28, 2019	-1,388	Firm change after gap	Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Oct 13, 2009

Relationships

Registered with (5)

→ L••••• W••••• P•••••••Registered adviserregistration: previous registration
Oct 28, 2019 to Dec 31, 2019factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Oct 15, 2009 to Aug 16, 2023factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 2, 2009 to Oct 13, 2009factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••

Dated events

Occurred
Aug 16, 2023
Advisor changed firm
G••••• E•••• R••• left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for L••••• W••••• P••••••• (registered 2019-10-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c48d1000-fd45-82a0-1a64-1ab461b55b25
First observed: Apr 30, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.