DFX Intelligence

E••••• K••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

E••••• K••• R••••

Advisor at I••••••••• A•••••• S••••••••• L••

SEATTLE, WA

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Search this name across graphsid dfx:ria:c48e70d8-a2ac-fcad-36a8-db82bca9adc2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• S••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jan 14, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• S••••••••• L••	FORMER_SEC_A••••••	Sep 22, 2020	n/a	yes	SEATTLE, WA	Current employment
E• R•••• I••••••••• L••	FORMER_SEC_A••••••	Jun 26, 2012	Nov 6, 2020	no	SEATTLE, WA\|Seattle, WA\|Menlo Park, CA\|SEATTLE, WA\|Bend, OR\|SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E• R•••• I••••••••• L••	I••••••••• A•••••• S••••••••• L••	Nov 6, 2020	Sep 22, 2020	-45	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
121003:289191:WA:2020-11-06	Nov 6, 2020	Sep 22, 2020	SEATTLE, WA	Firm change after gap

Relationships

Registered with (2)

→ I••••••••• A•••••• S••••••••• L••Registered adviserregistration: current employment
Sep 22, 2020 to presentfactForm ADV
→ E• R•••• I••••••••• L••Registered adviserregistration: previous registration
Jun 26, 2012 to Nov 6, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c48e70d8-a2ac-fcad-36a8-db82bca9adc2
First observed: Jun 26, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.