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M•••••• W••••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

M•••••• W••••• G•••••••••

Advisor at T•••••••• W•••••• L••

MOUNT PLEASANT, SC

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Search this name across graphsid dfx:ria:c4938bd9-ad6c-46d9-97de-23a54e9d49ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 28, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• W•••••• L••	Independent wealth	Dec 11, 2015	n/a	yes	MOUNT PLEASANT, SC	Current employment
M•• F•••••••• S•••••••• I•••	Former SEC adviser	Jan 2, 2015	Nov 12, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• F•••••••• S•••••••• I•••	T•••••••• W•••••• L••	Nov 12, 2015	Dec 11, 2015	29	Firm change	Other
N•• E•••••• S••••••••• C•••••••••	M•• F•••••••• S•••••••• I•••	Jan 2, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
14251:281814:SC:2015-11-12	Nov 12, 2015	Dec 11, 2015	CHARLESTON, SC	Firm change

Relationships

Registered with (3)

→ T•••••••• W•••••• L••Registered adviserregistration: current employment
Dec 11, 2015 to presentfactForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2015 to Nov 12, 2015factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 25, 2006 to Jan 2, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4938bd9-ad6c-46d9-97de-23a54e9d49ac
First observed: Oct 25, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.