DFX Intelligence

R••••• S•••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

R••••• S•••••• H••••••

Advisor at M••••• W••••• M••••••••• L••

Inverness, FL | WESTWOOD, NJ

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Search this name across graphsid dfx:ria:c4961725-5beb-5189-6c59-a1af27195846

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Sep 30, 2006 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••• S•••••• H••••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Jan 30, 2026	n/a	yes	Inverness, FL\|WESTWOOD, NJ	Current employment
D•••• A••••••• L••	n/a	Sep 10, 2025	Nov 12, 2025	no	Plantation, FL\|Plantation, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••• A••••••• L••	M••••• W••••• M••••••••• L••	Nov 12, 2025	Jan 30, 2026	79	Firm change	Other
M••••• W••••• M••••••••• L••	D•••• A••••••• L••	Nov 2, 2020	Sep 10, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
127349:155649:GA:2017-02-28	Feb 28, 2017	Jan 3, 2017	ATLANTA, GA	Firm change after gap

Relationships

Registered with (3)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2017 to Nov 2, 2020factForm ADV
→ D•••• A••••••• L••Registered adviserregistration: previous registration
Sep 10, 2025 to Nov 12, 2025factForm ADV
→ C•••••••• W••••• C••••••Registered adviserregistration: previous registration
Sep 30, 2006 to Feb 28, 2017factForm ADV

Dated events

Occurred
Nov 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4961725-5beb-5189-6c59-a1af27195846
First observed: Sep 30, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.