DFX Intelligence

M•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

M•••••• S••••••

Advisor at S••••• W••••• A•••••••• I•••

Minneapolis, MN | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:c4965439-fb4a-cdcf-d3d4-2b11345ed3d6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Apr 5, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Aug 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Sep 11, 2025	n/a	yes	SAN FRANCISCO, CA\|Minneapolis, MN	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Jul 8, 2024	Aug 26, 2025	no	Fargo, ND\|FARGO, ND\|MINNEAPOLIS, MN\|West Fargo, ND

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	S••••• W••••• A•••••••• I•••	Aug 26, 2025	Sep 11, 2025	16	Firm change	Other
T•••• S•••• W••••• M••••••••• L••	T••••••• I••••••••• M••••••••• I•••	Aug 9, 2022	Sep 19, 2022

Relationships

Registered with (3)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 11, 2025 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 8, 2024 to Aug 26, 2025factForm ADV
→ T•••• S•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 28, 2022 to Aug 9, 2022factForm ADV

Dated events

Occurred
Aug 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4965439-fb4a-cdcf-d3d4-2b11345ed3d6
First observed: Apr 5, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.