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E••• P••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)19 years in industry

E••• P••• G•••••

Advisor at O•••• W•••••• I•••

New Orleans, LA

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Search this name across graphsid dfx:ria:c49cb36e-d526-f24f-8e37-08fba4af495e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Apr 14, 2025	n/a	yes	New Orleans, LA	Current employment
N•• C•••••• F•••••••• G••••• L••	Former SEC adviser	Jul 7, 2015	Dec 31, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•• C•••••• F•••••••• G••••• L••	O•••• W•••••• I•••	Dec 31, 2025	Apr 14, 2025	-261	Firm change after gap	RIA to ibd
T•• A•••••••• I•••	N•• C•••••• F•••••••• G••••• L••	Jul 1, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104553:23131:NJ:2025-12-31	Dec 31, 2025	Apr 14, 2025	PRINCETON, NJ	Firm change after gap

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Apr 14, 2025 to presentfactForm ADV
→ N•• C•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jul 7, 2015 to Dec 31, 2025factForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2013 to Jul 1, 2015factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
E••• P••• G••••• left N•• C•••••• F•••••••• G••••• L•• for O•••• W•••••• I••• (registered 2025-04-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c49cb36e-d526-f24f-8e37-08fba4af495e
First observed: Apr 23, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.