DFX Intelligence

M•••••• S••••• C•••••• P•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

M•••••• S••••• C•••••• P•••••••• L•

CRD 329585

EVANSTON, IL

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Search this name across graphsid dfx:ria:c49d5e26-014e-4cb6-0ac3-796fad340a8c

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 2
Observed: Jun 26, 2026 to Jun 26, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••••• S••••• C•••••• P•••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

M•••••• S••••• C•••••• P•••••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $284M••• Locked
Discretionary RAUM: $284M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•••••• T••••• L•	Private Equity Fund	$38.0M	Sep 24, 2024	2	Sep 24, 2024	reported	n/a

Relationships

Advises (1)

→ H•••••• T••••• L•Private fundPrivate Equity Fund, ERA
Sep 24, 2024 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c49d5e26-014e-4cb6-0ac3-796fad340a8c
First observed: Jun 26, 2026
Last observed: Jun 26, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.