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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

MICHAEL CHRISTOPHER WING

Advisor at B. RILEY WEALTH ADVISORS, INC.

Grayslake, IL | Chicago, IL

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Search this name across graphsid dfx:ria:c4a50e28-aa0f-f7a3-3beb-b2e034b6cf85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B. RILEY WEALTH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 10, 1997
First registration: Aug 11, 2000
Dual registered: yes, broker-dealer
Other names: MIKE WING|MICHAEL C WING
IAPD individual key: 2881584

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jul 29, 2022	n/a	yes	Grayslake, IL\|Chicago, IL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Apr 12, 2011	Jan 20, 2012	no	Chicago, IL\|Chicago, IL	Previous registration
HOWE BARNES CAPITAL MANAGEMENT, INC.	n/a	Sep 12, 2005	Dec 31, 2011	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 11, 2000	Aug 29, 2005	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	B. RILEY WEALTH ADVISORS, INC.	Jan 20, 2012	Jul 29, 2022	3,843	Firm change after gap	Ibd to ibd
HOWE BARNES CAPITAL MANAGEMENT, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Dec 31, 2011	Apr 12, 2011	-263	Firm change after gap	Other
MORGAN STANLEY DW INC.	HOWE BARNES CAPITAL MANAGEMENT, INC.	Aug 29, 2005	Sep 12, 2005	14	Firm change	Other

Relationships

Registered with (4)

→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Jul 29, 2022 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Apr 12, 2011 to Jan 20, 2012factForm ADV
→ HOWE BARNES CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 12, 2005 to Dec 31, 2011factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 11, 2000 to Aug 29, 2005factForm ADV

Dated events

No dated event names this entity yet.