DFX Intelligence

A••••• T••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

A••••• T••••• R•••••••

Advisor at E•••••• E••••• L••

••• Locked

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Search this name across graphsid dfx:ria:c4b12568-ce66-9b6b-510d-4b5de750b1dd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• E••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 26, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• E••••• L••	Bd affiliated wealth	Aug 11, 2025	n/a	yes	Walnut Creek, CA\|Irvine, CA\|SAN MATEO, CA	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	May 4, 2018	Jul 18, 2025	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	E•••••• E••••• L••	Jul 18, 2025	Aug 11, 2025	24	Firm change	Ibd to ibd
S••••••• F•••••••• S•••••••• I•••	P••• A••••• S••••••••• L••	May 16, 2018	May 4, 2018

Relationships

Registered with (4)

→ E•••••• E••••• L••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
May 4, 2018 to Jul 18, 2025factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 25, 2010 to May 16, 2018factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Jul 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4b12568-ce66-9b6b-510d-4b5de750b1dd
First observed: Jan 27, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.