DFX Intelligence

A••••••• P••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

A••••••• P••••••• G••••• L••

CRD 133178

WALTHAM, MA

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Search this name across graphsid dfx:ria:c4b7e721-018b-f5f2-62de-7ce771ef6372

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2026 to Jul 30, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 1
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 4
High net worth clients: 7
CRD: 133178

Relationships

Registered with (8)

← R••• M•••••Advisorregistration: current employment
Aug 15, 2024 to presentfactForm ADV
← P•••••• J•••• B••••••••Advisorregistration: current employment
Aug 11, 2023 to presentfactForm ADV
← J••••• A•••••••••Advisorregistration: current employment
Feb 22, 2019 to presentfactForm ADV
← L••• P•••••• M•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4b7e721-018b-f5f2-62de-7ce771ef6372
First observed: Jul 30, 2026
Last observed: Jul 30, 2026 55 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.