This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$498MItem 5.F on the latest filing (2013-10-01); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$498M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

11

Advisory employees

8

Accounts

5

SEC number

801-77504

CRD

166328

Filings on the tape

3

First filed

Dec 20, 2012

Latest filed

Oct 1, 2013

Organised

Corporation

• Occurred

  Dec 20, 2012
  First Form ADV filing

  Five Oceans Asset Management Limited filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c4beb9a4-aff8-56c3-55a2-898e5b681255

First observed

Dec 20, 2012

Last observed

Oct 1, 2013 157 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.