DFX Intelligence

N••••• I••••••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

N••••• I••••••••• M••••••••• L•••

CRD 132975

AUSTIN, TX

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Search this name across graphsid dfx:ria:c4c195da-3f3f-55e1-3024-1c1b17392553

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 11
On other graphs: 0
Observed: Mar 29, 2012 to Mar 31, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $351M••• Locked
Discretionary RAUM: $351M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N••••• D••••••••• P•••••• F•••• L•••	Hedge Fund	$125M	Mar 28, 2024	70	Mar 29, 2012	reported	021-117668
N••••• P•••••• P••• F•••• L•••	Hedge Fund	$46.8M	Mar 28, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• S••••••••• L•••••	MANAGER AND MEMBER	D	yes	09/2020	Feb 28, 2021	Mar 28, 2024
B•• S••••••••• L•••••	LIMITED PARTNER	D	yes	09/2020	Feb 28, 2021	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••••• M••••••••• L•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Dallas	TX	United States	4	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$351M	$315M	11.4%	$659M	-19.0%	8	8	0	1

Relationships

Advises (9)

→ S••••• A• N••••• R••• E••••• S••••••••• F•••Private fundHedge Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ N••••• P•••••• P••• F•••• L•••Private fundHedge Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ G•••••• F••• A•• L•••Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ N••••• D••••••••• P•••••• F•••• L•••

Dated events

Occurred
Apr 1, 2025
Regulatory AUM changed
N••••• I••••••••• M••••••••• L••• reported RAUM $314.8M, up 54% from $204.4M (2024-03-28 to 2025-04-01)
Form ADVobserved 7 days ago
$110M
Occurred
Nov 1, 2023
Regulatory AUM changed
N••••• I••••••••• M••••••••• L••• reported RAUM $269.5M, down 59% from $661.6M (2023-03-09 to 2023-11-01)
Form ADVobserved 7 days ago
$-392M
Occurred
Feb 3, 2023
Regulatory AUM changed
N••••• I••••••••• M••••••••• L••• reported RAUM $658.9M, up 69% from $390.1M (2022-04-29 to 2023-02-03)
Form ADVobserved 7 days ago
$269M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4c195da-3f3f-55e1-3024-1c1b17392553
First observed: Mar 29, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.