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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

AC ONE ASSET MANAGEMENT, LLC

CRD 159469

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4cb6fda-2505-074b-efd3-fdf7579b49bd

Data as of Jun 24, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Nov 9, 2011 to Jun 24, 2019
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $14.8MItem 5.F on the latest filing (2019-06-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $14.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-72875
CRD: 159469
Filings on the tape: 14
First filed: Nov 9, 2011
Latest filed: Jun 24, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASSETPLUS INVESTMENT MANAGEMENT CO.	SHAREHOLDER / ASSETPLUS INVESTMENT MANAGEMENT CORP (USA)	E	yes	04/2011	Nov 9, 2011	Jun 24, 2019
ASSETPLUS INVESTMENT MANAGEMENT CORP (USA)	MANAGING MEMBER	C	yes	10/2011	Nov 9, 2011	Jun 24, 2019
BAIK, WOON SANG	CO-PRESIDENT	Na	yes	10/2011	Nov 9, 2011	Jun 24, 2019
CHELSEA COUNSEL COMPANY	MANAGING MEMBER	D	yes	10/2011	Nov 9, 2011	Jun 24, 2019
FREDERICK J. ROUPP, JR. TRUSTEE OF THE ROUPP FAMILY TRUST DATED 7/13/2000	Shareholder	D	yes	04/2019	Jun 24, 2019	Jun 24, 2019
KANG, BANGCHUN	CHAIRMAN / ASSETPLUS INVESTMENT MANAGEMENT CO. (SOUTH KOREA)	C	yes	01/2006	Nov 9, 2011	Jun 24, 2019
PASCAL, PATRICK, CARME	CO-PRESIDENT	Na	yes	10/2011	Nov 9, 2011	Jun 24, 2019
RUOPP, JR, FREDERICK, JOHN	PORTFOLIO MANAGER	Na	yes	10/2011	Nov 9, 2011	Jun 24, 2019
BROWN, DONALD, WESLEY	CHIEF COMPLIANCE OFFICER	Na	no	03/2014	Aug 1, 2014	Jun 24, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CHELSEA COUNSEL COMPANY	n/a	Mixed wealth	$517M	Y	yes	n/a
ASSETPLUS INVESTMENT MANAGEMENT CO.	n/a	Former SEC adviser	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Jun 24, 2019	$14.8M	$14.8M	4	4	0	n/a	n/a
2018	Jun 8, 2018	$15.2M	$15.2M	5	5	0	n/a	n/a
2017	Jun 21, 2017	$11.2M	$11.2M	5	5	n/a	n/a	n/a
2016	Jun 1, 2016	$11.1M	$11.1M	6	5	n/a	n/a	n/a
2015	Jun 25, 2015	$12.5M	$12.5M	6	5	n/a	n/a	n/a
2014	Aug 1, 2014	$10.6M	$10.6M	6	5	n/a	n/a	n/a
2013	Jun 28, 2013	$6.1M	$6.1M	6	5	n/a	n/a	n/a
2012	Jun 28, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$14.8M	$15.2M	-2.4%	$11.1M	10.1%	4	5	0	0

Relationships

Affiliated with (3)

→ CHELSEA MANAGEMENT COMPANYRegistered adviserother investment adviser, control, common control
factForm ADV
→ ASSETPLUS INVESTMENT MANAGEMENT CO.Registered adviserother investment adviser, control
factForm ADV
← ASSETPLUS INVESTMENT MANAGEMENT CO.Registered adviserother investment adviser
factForm ADV

Controls (7)

← BAIK, WOON SANGOwnerCO-PRESIDENT, ownership code NA, individual
Nov 9, 2011 to presentfactForm ADV
← CHELSEA COUNSEL COMPANYOwnerMANAGING MEMBER, ownership code D, domestic entity
Nov 9, 2011 to presentfactForm ADV
← PASCAL, PATRICK, CARMEOwnerCO-PRESIDENT, ownership code NA, individual
Nov 9, 2011 to presentfactForm ADV
← ASSETPLUS INVESTMENT MANAGEMENT CO.OwnerSHAREHOLDER / ASSETPLUS INVESTMENT MANAGEMENT CORP (USA), ownership code E, foreign entity
Nov 9, 2011 to presentfactForm ADV
← RUOPP, JR, FREDERICK, JOHNOwnerPORTFOLIO MANAGER, ownership code NA, individual
Nov 9, 2011 to presentfactForm ADV
← KANG, BANGCHUNOwnerCHAIRMAN / ASSETPLUS INVESTMENT MANAGEMENT CO. (SOUTH KOREA), ownership code C, individual
Nov 9, 2011 to presentfactForm ADV
← FREDERICK J. ROUPP, JR. TRUSTEE OF THE ROUPP FAMILY TRUST DATED 7/13/2000OwnerSHAREHOLDER, ownership code D, domestic entity
Jun 24, 2019 to presentfactForm ADV

Owns (1)

← BROWN, DONALD, WESLEYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 1, 2014 to presentfactForm ADV

Dated events

Occurred
Jun 24, 2019
Control person left
John Frederick Ruopp (Portfolio Manager) no longer on Schedule A of Ac One Asset Management, Llc (listed 2018-06-08, absent 2019-06-24)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4cb6fda-2505-074b-efd3-fdf7579b49bd
First observed: Nov 9, 2011
Last observed: Jun 24, 2019 88 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AC ONE ASSET MANAGEMENT, LLC

CRD 159469

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4cb6fda-2505-074b-efd3-fdf7579b49bd

Data as of Jun 24, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:01 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASSETPLUS INVESTMENT MANAGEMENT CO.

SHAREHOLDER / ASSETPLUS INVESTMENT MANAGEMENT CORP (USA)

yes

04/2011

Nov 9, 2011

Jun 24, 2019

ASSETPLUS INVESTMENT MANAGEMENT CORP (USA)

MANAGING MEMBER

yes

10/2011

Nov 9, 2011

Jun 24, 2019

BAIK, WOON SANG

CO-PRESIDENT

yes

10/2011

Nov 9, 2011

Jun 24, 2019

CHELSEA COUNSEL COMPANY

MANAGING MEMBER

yes

10/2011

Nov 9, 2011

Jun 24, 2019

FREDERICK J. ROUPP, JR. TRUSTEE OF THE ROUPP FAMILY TRUST DATED 7/13/2000

Shareholder

yes

04/2019

Jun 24, 2019

KANG, BANGCHUN

CHAIRMAN / ASSETPLUS INVESTMENT MANAGEMENT CO. (SOUTH KOREA)

yes

01/2006

Nov 9, 2011

Jun 24, 2019

PASCAL, PATRICK, CARME

CO-PRESIDENT

yes

10/2011

Nov 9, 2011

Jun 24, 2019

RUOPP, JR, FREDERICK, JOHN

PORTFOLIO MANAGER

yes

10/2011

Nov 9, 2011

Jun 24, 2019

BROWN, DONALD, WESLEY

CHIEF COMPLIANCE OFFICER

03/2014

Aug 1, 2014

Jun 24, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CHELSEA COUNSEL COMPANY

n/a

Mixed wealth

$517M

yes

n/a

ASSETPLUS INVESTMENT MANAGEMENT CO.

n/a

Former SEC adviser

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Jun 24, 2019

$14.8M

n/a

2018

Jun 8, 2018

$15.2M

n/a

2017

Jun 21, 2017

$11.2M

n/a

2016

Jun 1, 2016

$11.1M

n/a

2015

Jun 25, 2015

$12.5M

n/a

2014

Aug 1, 2014

$10.6M

n/a

2013

Jun 28, 2013

$6.1M

n/a

2012

Jun 28, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$14.8M

$15.2M

-2.4%

$11.1M

10.1%