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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

OARS CAPITAL

RED WAVE INVESTMENTS LLC, CRD 153198

DILLSBURG, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4cc3e62-2bb2-18e6-246d-25a717abf051

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 5
On other graphs: 0
Observed: Jun 18, 2020 to Mar 30, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $398MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $398M
Private client RAUM: $398MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $398Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 711
Individual clients: 94
High net worth clients: 64
SEC number: 801-119079
CRD: 153198
Filings on the tape: 11
First filed: Jun 18, 2020
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, VA
Website: oarscapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARC ANDREW SMITH	n/a	DILLSBURG, PA	13	20	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SMITH, MARC, ANDREW	CHIEF COMPLIANCE OFFICER & PRINCIPAL MEMBER	E	yes	10/2012	Jun 18, 2020	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$398M	$398M	3	1	0	n/a	n/a
2024	Mar 26, 2025	$360M	$360M	3	1	0	n/a	n/a
2023	Mar 28, 2024	$329M	$329M	2	1	0	n/a	n/a
2022	Mar 27, 2023	$293M	$293M	3	2	0	n/a	n/a
2021	Mar 23, 2022	$372M	$372M	3	2	0	n/a	n/a
2020	Mar 30, 2021	$302M	$302M	4	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$398M	$360M	10.4%	$293M	10.7%	3	3	0	0

Relationships

Registered with (2)

← MARC ANDREW SMITHAdvisorregistration: current employment
Nov 8, 2012 to presentfactForm ADV
← RANDY ALAN RYANAdvisorregistration: previous registration
Jul 3, 2020 to Dec 22, 2023factForm ADV

Controls (1)

← SMITH, MARC, ANDREWOwnerCHIEF COMPLIANCE OFFICER & PRINCIPAL MEMBER, ownership code E, individual
Jun 18, 2020 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 28, 2024
Control person left
Anthony Denis Osullivan (President And Principal Member) no longer on Schedule A of Oars Capital (listed 2023-03-27, absent 2024-03-28)
Form ADVobserved 4 days ago
Occurred
Dec 22, 2023
Advisor changed firm
Randy Alan Ryan left Oars Capital for Chevy Chase Trust Company (registered 2024-01-18)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
Control person joined
Anthony Denis Osullivan (President And Principal Member) appeared on Schedule A of Oars Capital
Form ADVobserved 4 days ago
Occurred
Oct 15, 2020
Regulatory AUM changed
Oars Capital reported RAUM $277.2M, up 63% from $169.6M (2020-07-28 to 2020-10-15)
Form ADVobserved 4 days ago
$108M
Occurred
Jun 18, 2020
First Form ADV filing
Oars Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4cc3e62-2bb2-18e6-246d-25a717abf051
First observed: Jun 18, 2020
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OARS CAPITAL

RED WAVE INVESTMENTS LLC, CRD 153198

DILLSBURG, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4cc3e62-2bb2-18e6-246d-25a717abf051

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARC ANDREW SMITH

n/a

DILLSBURG, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SMITH, MARC, ANDREW

CHIEF COMPLIANCE OFFICER & PRINCIPAL MEMBER

yes

10/2012

Jun 18, 2020

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$398M

n/a

2024

Mar 26, 2025

$360M

n/a

2023

Mar 28, 2024

$329M

n/a

2022

Mar 27, 2023

$293M

n/a

2021

Mar 23, 2022

$372M

n/a

2020

Mar 30, 2021

$302M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$398M

$360M

10.4%

$293M

10.7%