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Advisor at OCEANIQ CAPITAL, LLC
PALO ALTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OCEANIQ CAPITAL, LLC | Independent wealth | Nov 4, 2025 | n/a | yes | PALO ALTO, CA | Current employment |
| VIENNA ASSET MANAGEMENT LLC | Independent wealth | Mar 8, 2023 | Mar 21, 2024 | no | SARATOGA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VIENNA ASSET MANAGEMENT LLC | OCEANIQ CAPITAL, LLC | Mar 21, 2024 | Nov 4, 2025 | 593 | Firm change after gap | RIA to RIA |