DFX Intelligence

Data Factory

M•••• C•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner11 years in industry

M•••• C•••••• G••••

Advisor at F••••••• F•••••••• S••••••••• L••

TUCSON, AZ | Tucson, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4d60b97-ac5a-5023-0554-00b35178e16b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 7, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• F•••••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• F•••••••• S••••••••• L••	Independent wealth	Feb 28, 2025	n/a	yes	TUCSON, AZ\|Tucson, AZ	Current employment
M•••• F••••••••	State registered	Oct 21, 2022	n/a	yes	TUCSON, AZ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• A•••••••• L••	M•••• F••••••••	Oct 12, 2022	Oct 21, 2022	9	Firm change	RIA to state RIA
P•• A•••••••• L••	G••••••• A•••••••• L••	Dec 17, 2021

Relationships

Registered with (4)

→ F••••••• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 10, 2024 to Dec 31, 2024factForm ADV
→ M•••• F••••••••Registered adviserregistration: current employment
Oct 21, 2022 to presentfactForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 22, 2021 to Oct 12, 2022factForm ADV
→ P•• A•••••••• L••Registered adviser

Dated events

Occurred
Oct 12, 2022
Advisor changed firm
M•••• C•••••• G•••• left G••••••• A•••••••• L•• for M•••• F•••••••• (registered 2022-10-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4d60b97-ac5a-5023-0554-00b35178e16b
First observed: Oct 7, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.