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Advisor at COMMONWEALTH FINANCIAL NETWORK
New York, NY | Great Neck, NY | Lawrenceville, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jun 29, 2021 | n/a | yes | New York, NY|Lawrenceville, NJ|Great Neck, NY|New York, NY | Current employment |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jun 30, 2014 | Dec 8, 2015 | no | LAWRENCEVILLE, NJ | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jun 2, 2011 | Jul 2, 2012 | no | LAWRENCEVILLE, NJ | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Oct 1, 2007 | Jun 19, 2009 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | COMMONWEALTH FINANCIAL NETWORK | Dec 8, 2015 | Jun 29, 2021 | 2,030 | Firm change after gap | Other |
| MORGAN STANLEY & CO. LLC | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Jun 19, 2009 | Jun 2, 2011 | 713 | Firm change after gap | Other |