This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 15, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

May 15, 2001

First registration

May 23, 2002

Dual registered

yes, broker-dealer

IAPD individual key

4334894

• Occurred

  Mar 4, 2026
  Advisor changed firm

  Mark Cronin Ettinger left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2026-03-06)

  Form ADVobserved 3 days ago
• Occurred

  Dec 20, 2024
  Advisor changed firm

  Mark Cronin Ettinger left Lpl Financial Llc for Cetera Investment Advisers Llc (registered 2025-03-07)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c4e89847-311c-9b9e-aef7-36a5129e8a37

First observed

May 23, 2002

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.