DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CREST INVESTMENT PARTNERS LLC

CRD 159203

PALM BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4e9cea8-31d2-c594-2a77-44203c6e7cfe

Data as of Mar 16, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2012 to Mar 16, 2016
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $80.2MItem 5.F on the latest filing (2016-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $80.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Accounts: 118
SEC number: 801-72823
CRD: 159203
Filings on the tape: 12
First filed: Mar 26, 2012
Latest filed: Mar 16, 2016
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHIGURUPATI, JAYARAM	DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER	C	yes	10/2010	Mar 26, 2012	Mar 16, 2016
CYPRESS CAPITAL GROUP	Member	D	yes	09/2011	Mar 26, 2012	Mar 16, 2016
GALLAGHER, KATHERINE, MICHELLE	MEMBER/INVESTMENT PORTFOLIO MANAGER	B	yes	08/2011	Mar 26, 2012	Mar 16, 2016
NUZUM, JOHN, DAVID	CHIEF COMPLIANCE OFFICER	Na	yes	07/2013	Sep 13, 2013	Mar 16, 2016
SANTICCHIA, MASSIMO	MANAGING MEMBER/CHIEF INVESTMENT OFFICER	B	yes	08/2011	Mar 26, 2012	Mar 16, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CYPRESS CAPITAL GROUP, INC.	n/a	Former SEC adviser	$57.5M	Y	yes	n/a
CYPRESS TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 16, 2016	$80.2M	$80.2M	3	2	n/a	n/a	n/a
2014	Mar 26, 2015	$80.0M	$80.0M	3	2	n/a	n/a	n/a
2013	Mar 11, 2014	$58.0M	$58.0M	3	2	n/a	n/a	n/a
2012	Mar 15, 2013	$41.4M	$41.4M	4	2	n/a	n/a	n/a
2011	Mar 26, 2012	$5.4M	$5.4M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$80.2M	$80.0M	0.2%	$41.4M	24.6%	3	3	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ALPHA QUANT ADVISORS, LLC	2	Dec 31, 2016	Dec 12, 2016	IRVING, TX	Team lift out	Other	100.0%

Relationships

Affiliated with (1)

→ CYPRESS CAPITAL GROUPRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (5)

← GALLAGHER, KATHERINE, MICHELLEOwnerMEMBER/INVESTMENT PORTFOLIO MANAGER, ownership code B, individual
Mar 26, 2012 to presentfactForm ADV
← CYPRESS CAPITAL GROUPOwnerMEMBER, ownership code D, domestic entity
Mar 26, 2012 to presentfactForm ADV
← NUZUM, JOHN, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 13, 2013 to presentfactForm ADV
← SANTICCHIA, MASSIMOOwnerMANAGING MEMBER/CHIEF INVESTMENT OFFICER, ownership code B, individual
Mar 26, 2012 to presentfactForm ADV
← CHIGURUPATI, JAYARAMOwnerDIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER, ownership code C, individual
Mar 26, 2012 to presentfactForm ADV

Registered with (2)

← MASSIMO SANTICCHIAAdvisorregistration: previous registration
Jan 6, 2012 to Dec 31, 2016factForm ADV
← KATHERINE MICHELLE GALLAGHERAdvisorregistration: previous registration
Jan 20, 2012 to Dec 31, 2016factForm ADV

Moved with (1)

→ ALPHA QUANT ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2016 to Dec 12, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4e9cea8-31d2-c594-2a77-44203c6e7cfe
First observed: Mar 26, 2012
Last observed: Mar 16, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CREST INVESTMENT PARTNERS LLC

CRD 159203

PALM BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4e9cea8-31d2-c594-2a77-44203c6e7cfe

Data as of Mar 16, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:39 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHIGURUPATI, JAYARAM

DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER

yes

10/2010

Mar 26, 2012

Mar 16, 2016

CYPRESS CAPITAL GROUP

Member

yes

09/2011

Mar 26, 2012

Mar 16, 2016

GALLAGHER, KATHERINE, MICHELLE

MEMBER/INVESTMENT PORTFOLIO MANAGER

yes

08/2011

Mar 26, 2012

Mar 16, 2016

NUZUM, JOHN, DAVID

CHIEF COMPLIANCE OFFICER

yes

07/2013

Sep 13, 2013

Mar 16, 2016

SANTICCHIA, MASSIMO

MANAGING MEMBER/CHIEF INVESTMENT OFFICER

yes

08/2011

Mar 26, 2012

Mar 16, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CYPRESS CAPITAL GROUP, INC.

n/a

Former SEC adviser

$57.5M

yes

n/a

CYPRESS TRUST COMPANY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 16, 2016

$80.2M

n/a

2014

Mar 26, 2015

$80.0M

n/a

2013

Mar 11, 2014

$58.0M

n/a

2012

Mar 15, 2013

$41.4M

n/a

2011

Mar 26, 2012

$5.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$80.2M

$80.0M

0.2%

$41.4M

24.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ALPHA QUANT ADVISORS, LLC

Dec 31, 2016

Dec 12, 2016

IRVING, TX

Team lift out

Other

100.0%