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CRD 143298
CARLSBAD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| F••••••••• J•••••• J••• | MANAGING MEMBER | E | yes | 06/2015 | Mar 31, 2012 | Nov 6, 2015 |
| F••••••••• J•••••• J••• | LIMITED PARTNER | Na | yes | 06/2015 | Mar 31, 2012 | Nov 6, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| L•• O•••••• O• A••••• F••••• | n/a | n/a | n/a | N | no | n/a |
| T••••••• C•••••• M••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 20, 2015 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $486M | $300M | 62.0% | $117M | 60.7% | 6 | 5 | n/a | n/a |
| GENERAL PARTNER |
| E |
| yes |
| 06/2015 |
| Nov 6, 2015 |
| Nov 6, 2015 |
| F•••••• A•••••• H•••••• | CHIEF COMPLIANCE OFFICER | Na | no | 09/2010 | Mar 31, 2012 | Nov 6, 2015 |
| $486M |
| $486M |
| 6 |
| 4 |
| n/a |
| 3 |
| $398M |
| 2013 | Mar 26, 2014 | $300M | $300M | 5 | 3 | n/a | 1 | $139M |
| 2012 | Apr 1, 2013 | $192M | $192M | 5 | 3 | n/a | 1 | $42.0M |
| 2011 | Mar 31, 2012 | $117M | $117M | n/a | n/a | n/a | 1 | $42.0M |