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Advisor at LPL FINANCIAL LLC
WESTWOOD, MA | NORTH ATTLEBORO, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 6, 2006 | n/a | yes | WESTWOOD, MA|NORTH ATTLEBORO, MA | Current employment |
| BAY FINANCIAL ADVISORS, INC. | n/a | Sep 9, 2005 | Dec 31, 2021 | no | WALTHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BAY FINANCIAL ADVISORS, INC. | LPL FINANCIAL LLC | Dec 31, 2021 | Jan 6, 2006 | -5,838 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 130576:6413:MA:2021-12-31 | Dec 31, 2021 | Jan 6, 2006 | WALTHAM, MA | Firm change after gap |