DFX Intelligence

B••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

B••••• L••••••

Advisor at T•• P••••••• F•••••••• G••••

ROCKVILLE CENTRE, NY

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Search this name across graphsid dfx:ria:c507cb72-dcca-4130-6105-214471c6ecdb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P••••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 15, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P••••••• F•••••••• G••••	Independent wealth	Nov 15, 2024	n/a	yes	ROCKVILLE CENTRE, NY	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Apr 2, 2014	Jul 3, 2024	no	MERRICK, NY\|EAST MEADOW, NY\|NORTH BELLMORE, NY\|NORTH BELLMORE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	T•• P••••••• F•••••••• G••••	Jul 3, 2024	Nov 15, 2024	135	Firm change	Wirehouse to RIA
L•• F•••••••• L••	J••• M••••• S••••••••• L••	Apr 1, 2014	Apr 2, 2014

Relationships

Registered with (3)

→ T•• P••••••• F•••••••• G••••Registered adviserregistration: current employment
Nov 15, 2024 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 2, 2014 to Jul 3, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 22, 2011 to Apr 1, 2014factForm ADV

Dated events

Occurred
Jul 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c507cb72-dcca-4130-6105-214471c6ecdb
First observed: Aug 22, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.