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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

ASTON ADDISON DOUGLAS

Advisor at CETERA INVESTMENT ADVISERS LLC

Westlake, FL

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Search this name across graphsid dfx:ria:c51bf3fb-06d0-7c22-96d9-27eac9fe4e37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 28, 2004
First registration: Jun 15, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2897662

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 12, 2025	n/a	yes	Westlake, FL	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jul 19, 2017	Sep 5, 2025	no	Coral Springs, FL\|Westlake, FL	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 18, 2007	Jul 12, 2017	no	MIAMI, FL\|Fort Lauderdale, FL\|Fort Lauderdale, FL\|ROYAL PALM BEACH, FL\|CORAL SPRINGS, FL	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jul 17, 2006	Jan 3, 2007	no	COCONUT CREEK, FL	Previous registration
USALLIANZ SECURITIES, INC.	n/a	Jun 15, 2004	Jun 16, 2006	no	NORTH PALM BEACH, FL\|COCONUT CREEK, FL\|CORAL GABLES, FL\|NORTH PALM BEACH, FL\|CLEARWATER, FL\|COCONUT CREEK, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Aug 12, 2025	-24	Bulk transfer	Ibd to ibd
VOYA FINANCIAL ADVISORS, INC.	AVANTAX ADVISORY SERVICES	Jul 12, 2017	Jul 19, 2017	7	Firm change	Other
QUESTAR ASSET MANAGEMENT, INC.	VOYA FINANCIAL ADVISORS, INC.	Jan 3, 2007	Jun 18, 2007	166	Firm change	Other
USALLIANZ SECURITIES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Jun 16, 2006	Jul 17, 2006	31	Bulk transfer	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 12, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 19, 2017 to Sep 5, 2025factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 18, 2007 to Jul 12, 2017factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 17, 2006 to Jan 3, 2007factForm ADV
→ USALLIANZ SECURITIES, INC.Registered adviserregistration: previous registration
Jun 15, 2004 to Jun 16, 2006factForm ADV

Dated events

No dated event names this entity yet.