DFX Intelligence

S••••••• P•••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

S••••••• P•••• D•••••

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS | Olympia, WA

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Search this name across graphsid dfx:ria:c51cc53d-0945-671d-dae4-dfabd5e1d1a7

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Apr 2, 2019 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Sep 21, 2026	n/a	yes	OVERLAND PARK, KS\|Olympia, WA	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 21, 2026	n/a	yes	SAINT PETERSBURG, FL\|Olympia, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	P•••• C•••••• F••••••••	Sep 18, 2026	Sep 21, 2026	3	Firm change	Ibd to RIA
R•••••• J•••• • A••••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Dec 31, 2025	Jan 21, 2026

Relationships

Registered with (6)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Sep 21, 2026 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 21, 2026 to Sep 18, 2026factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 26, 2024 to Dec 31, 2025factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved today
Occurred
Feb 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 2 bookkeeping events

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c51cc53d-0945-671d-dae4-dfabd5e1d1a7
First observed: Apr 2, 2019
Last observed: Sep 22, 2026 36 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.