DFX Intelligence
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Reading the graph
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Advisor at S•••• P•••• A•••••••• L••
BRIELLE, NJ | Point Pleasant Boro, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••• P•••• A•••••••• L•• | Independent wealth | Jun 7, 2018 | n/a | yes | BRIELLE, NJ|Point Pleasant Boro, NJ | Current employment |
| C••••••• W••••• M••••••••• L•• | n/a | Mar 17, 2015 | Aug 1, 2018 | no | ALLENDALE, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• W••••• M••••••••• L•• | S•••• P•••• A•••••••• L•• | Aug 1, 2018 | Jun 7, 2018 | -55 | Firm change after gap | Other |
| P••• A••••• S••••••••• L•• | C••••••• W••••• M••••••••• L•• | Dec 31, 2015 | Mar 17, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 46173:157992:NJ:2015-12-31 | Dec 31, 2015 | Mar 17, 2015 | WALL, NJ | Firm change after gap |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Sep 11, 2014 | Dec 31, 2015 | no | WALL, NJ | Previous registration |
| K••• I••••••••• A••••••• | n/a | Sep 18, 2002 | Jan 30, 2004 | no | SHORT HILLS, NJ | Previous registration |
| -289 |
| Firm change after gap |
| Other |
| K••• I••••••••• A••••••• | P••• A••••• S••••••••• L•• | Jan 30, 2004 | Sep 11, 2014 | 3,877 | Firm change after gap | Other |