RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M• S•••••••••
- S•••• P•••• A•••••••• L•• independent RIA currentsince Jun 7, 2018 · Brielle, Nj
- C••••••• W••••• M••••••••• L•• unclassifiedMar 17, 2015 to Aug 1, 2018 · Allendale, Nj
- P••• A••••• S••••••••• L•• BD affiliatedSep 11, 2014 to Dec 31, 2015 · Wall, Nj
- K••• I••••••••• A••••••• unclassifiedSep 18, 2002 to Jan 30, 2004 · Short Hills, Nj
- C••••••• W••••• M••••••••• L•• to S•••• P•••• A•••••••• L••left Aug 1, 2018, registered Jun 7, 2018 (-55 days) · Other
- P••• A••••• S••••••••• L•• to C••••••• W••••• M••••••••• L••left Dec 31, 2015, registered Mar 17, 2015 (-289 days) · Other · moved with a team
- K••• I••••••••• A••••••• to P••• A••••• S••••••••• L••left Jan 30, 2004, registered Sep 11, 2014 (3877 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address